COMPLIANCE CONSULTANT MANAGER OFFICER – FCA – FINANCIAL CONDUCT AUTHORITY

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COMPLIANCE CONSULTANT MANAGER OFFICER – FCA – FINANCIAL CONDUCT AUTHORITY
  • Hirett - Brighton, UK
FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com

Hirett is a regulatory consultancy for the finance and insurance industry working with a broad range of clients that include hedge funds, fund of funds, private equity, venture capital, institutional brokerage, capital introduction, investment and mortgage advisers, insurance companies, brokers, lenders. We also provide recruitment services for many of our clients when they require in-house compliance staff or consultants.

You will undertake an extremely varied and rewarding role becoming central to our client advisory team and managing a portfolio of clients. You are likely to have experience of working at the FCA, for a compliance consultancy, or as an in-house compliance manager.

Responsibilities

You will be responsible for assisting and advising clients in all FCA regulatory matters pertaining to their business. Specifically, this could include:

  • Undertaking compliance reviews, assessments and presenting recommendations to Compliance Officers, compliance staff and senior management
  • Providing commercially sound regulatory solutions and advice to the senior management of a wide range of entrepreneurial regulated clients
  • Managing or participating in regulatory projects, such as annual compliance audits or mock examinations
  • Conducting research, writing articles, and making internal or client presentations on compliance specific issues
  • Assisting with the project management of FCA authorisation applications
  • Keeping up to date with current regulatory developments and informing clients as necessary
  • Subject to client demand, there is also the opportunity to work with US colleagues on US regulatory matters and projects (SEC, CFTC)

TO APPLY FOR THIS JOB, EMAIL YOUR CV TO jobs@hirett.co.uk

If you require assistance with compliance, FCA authorisations or need to hire compliance staff for your in-house team, please contact us on +4478 3368 4449 | info@hirett.co.ukhirett.co.uk/contact-us

FCA and PRA licenses (authorisations) and ongoing compliance support, training, recruitment. Contact us 7 days a week, 8am-11pm. Free consultations. Phone / Whatsapp: +4478 3368 4449  Email: hirett.co.uk@gmail.com

Job type: Contract, Full-time, Part-time

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