UREDO MAKOJI

Birmingham, UK | 07769060134 | uredomakoji9@gmail.com |LinkedIn

PROFILE
With over 3 years of compliance experience, I excel in developing due diligence reports to ensure organisational adherence to regulatory standards, including the UK Corporate Governance Code, UK GDPR, and FRC standards. I draft clear compliance reports for senior management, identifying red flags and giving best practice recommendations. Additionally, I manage and coordinate both internal and client meetings and communications.

AREAS OF EXPERTISE
Regulatory Compliance, KYC & CDD, Financial Crime Prevention, Data Analysis, Corporate Reporting, Legal Research, Report Drafting, Microsoft Office Suite (Word, Excel, PowerPoint, Outlook).

CAREER EXPERIENCE
Account Administrator and Compliance Officer (Remote)                                                      September 2024 – Present

Paperchase Taxation Limited, London, UK

·       Reviewed financial statements to ensure company records, conducting audits and implementing compliance programs.

·       Managed client projects and accounts, overcoming complex compliance challenges and working within specified budgets, while collaborating closely with client services teams.

Corporate Communications Consultant

May 2022 – June 2024

Jones and Palmer, Birmingham, UK

·       Conducted KYC and CDD procedures during new business acquisitions to ensure the compliant onboarding of new clients.

·       Assessed income statements and balance sheets, preparing reports to highlight discrepancies for managements’ review, supporting compliant annual reporting.

·       Co-authored a digital security guide, educating businesses on customer data protection in compliance with FCA requirements, increasing awareness of reporting requirements.

·       Monitored updates to the UK GDPR, informed clients of relevant changes, and led compliance sessions for 9 clients in the banking, construction, and utilities sectors.

·       Authored thought leadership articles on corporate governance, with several pieces receiving over 400 engagements.

·       Advised on breach response plans and ICO notification procedures, enhancing compliance quality for e-commerce and financial services businesses.

·       Presented updates on the UK Corporate Governance Code to the business, leading a Q&A session and inspiring the creation of a compliance guide.

Freelance Business Compliance Consultant

July 2021 – July 2022

Birmingham, UK

·       Guided a charity organisation (Igala UK) on UK GDPR compliance and ICO registration, advising on data processor and controller obligations during website setup.

·       Advised a luxury retail start-up on import and export regulations in emerging markets (Middle East & Africa), reducing clearing costs by 25% by leveraging applicable exemptions.

·       Advised a Nigerian bakery start-up (Hometown Foods and Bakers Ltd) on NAFDAC product registration and advertising regulations, ensuring seamless product launches.

·       Advised a UK Competitions start-up on compliance measures to avoid wrongful classification as a gambling business, ensuring proper registration.

Private Equity Legal Assistant

June 2021 – July 2021

Neuberger Berman LLC, London, UK

·       Drafted minutes for several ESG fund meetings.

·       Supported in drafting key Private Placement Memorandum terms for new fund launches, ensuring precision and compliance.

·       Reviewed ancillary fund documents, including an Investment Management Agreement for a new fund launch, leading to the timely and successful fund launch.

Client Support Officer

February 2019 – April 2019

The Citizens Advice Bureau, Widnes, UK

·       Delivered informed advice to clients on ESA and PIP benefits claims, ensuring accurate and compliant applications.

·       Conducted client interviews confidently, tailoring interactions to each unique situation.

EDUCATION
·       Master of Arts – International Relations, Coventry University, Coventry, UK                                          2021 – 2022

·       Legal Practice Course/LLM, University of Law, Birmingham, UK                                                          2019 – 2021

·       Bachelor of Laws (Hons), University of Liverpool, Liverpool, UK (2:1)                                                   2016 – 2019

CERTIFICATIONS
·       CMI Level 7 Award in Strategic Management and Leadership Practice                                                               2022

ADDITIONAL SKILLS
Adobe Suite (InDesign & Acrobat), Attention to Detail, Problem Solving, Initiative, Cross-functional Team Management, CRM Systems (Deltek Workbook).

References are available on request.

Cover letter:

Dear Hiring Manager,

I am excited to apply for the Financial Compliance Consultant role, as advertised. With my experience in corporate communications, compliance reviews, and regulatory advice, I am confident in my ability to assist and advise clients on FCA regulatory matters while delivering commercially sound and actionable solutions.

My Skills and Experience

As a Corporate Communications Consultant at Jones and Palmer, I honed my document review and compliance skills by conducting detailed business research, identifying inconsistencies in reports, and offering practical solutions for compliance and best practice issues. My approach has always been rooted in the belief that “the devil is in the detail,” which I apply rigorously when analysing policy documents, investor presentations, and financial statements.

In my role, I advised businesses on maintaining transparency and credibility in their disclosures. For instance, I worked closely with Volex Plc to improve its sustainability reporting by addressing potential greenwashing risks. I guided the business in explaining its approach to compliance gaps and setting realistic timelines for achieving full disclosure, fostering trust and alignment with stakeholder expectations.

Why Me?

My legal, business, and voluntary experiences have reinforced my commitment to fostering transparency, reducing fraud risks, and building trust with stakeholders. I have developed expertise in compliance reviews, assessments, and project management—skills that align closely with this role’s responsibilities, such as conducting compliance audits, offering regulatory advice to senior management, and staying abreast of evolving regulatory developments.

Additionally, my ability to conduct in-depth research, deliver impactful presentations, and craft insightful articles positions me to excel in client-facing and knowledge-sharing aspects of the role. I am also enthusiastic about the opportunity to collaborate with US colleagues on international regulatory projects, further broadening my compliance expertise.

Thank you for considering my application. I also look forward to discussing how my skills and experiences can contribute to the team’s success.